Regulated securities firms need to take significant actions to ensure that their company is complying with the legal requirements set out by regulations promulgated by the U.S. Securities and Exchange ...

In an era of stringent regulations and increasing legal risks, it has become essential for organizations to implement internal enforcement programs. However, in order for such programs to provide ...

The term "compliance" emerged in the '80s but gained notoriety in the mid-2000s. Now, keeping companies on the right track has become one of the biggest challenges for managers, but adopting a ...

Forbes contributors publish independent expert analyses and insights. When building and maintaining strategic business partnerships, it’s natural to place much of the focus on trust and partnering ...

What is compliance testing, and why is it necessary in organizations? Your email has been sent Compliance testing is essential to any product or service. Learn what makes up quality compliance testing ...

(Yicai) Jan. 23 -- Tencent Holdings uncovered more than 70 internal corruption cases last year, dismissing over 90 employees who crossed internal compliance “red lines” and referring more than 20 of ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Internal controls are measures adopted by the university to promote the thoughtful and efficient use of all resources. As an agency of New York State, the University at Buffalo is obligated to comply ...

Using AI for compliance is not just an ingenious step — it’s also an essential action point for success in today’s ever-changing regulatory space. AI-powered tools in today’s complex regulatory ...

TOKYO, Dec. 19, 2025 (GLOBE NEWSWIRE) -- Fintradix, a crypto trading platform serving users across multiple jurisdictions, has confirmed its alignment with updated internal compliance frameworks ...