Many people in financial services sales positions last year saw compensation declines ranging from about 10% to more than 30% because of the poor stock market.

BIRMINGHAM, Ala., Feb. 26, 2025 (GLOBE NEWSWIRE) -- NBC Securities, a leading independent full-service broker-dealer and registered investment advisor headquartered in Alabama, is pleased to announce ...

RBC Dain Rauscher continued its recent streak of acquisitions in February, announcing plans to acquire Ferris, Baker, Watts (FWB), a full-service broker/dealer in Washington D.C. The acquisition ...

What You Need To Know: The staff of the Securities and Exchange Commission’s (SEC) Division of Trading and Markets (the Staff) releases frequently asked questions (FAQs) addressing the Staff’s views ...

As of 2024, the number of Commission-registered broker-dealers has declined by nearly 30% from 4,758 in 2010 to 3,341, signaling significant industry consolidation, according to a new report by the ...